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A. Decisions of the European
Court of Human Rights
Abdulaziz, Cabales and Balkandali v.
UK
Decision of the European Court of Human Rights (1985)
Full
Decision
The case of Abdulaziz, Cabales and Balkandali, the
applicants were lawfully and permanently settled in the United Kingdom (UK). In
accordance with Immigration Rules then in force their husbands were refused
permission to remain with or join them in the UK. The applicants maintained that
they had been victims of discrimination on the grounds of sex and race and in
the case of Mrs. Balkandali alone also of birth and that this violated Art. 3, 8
and 14 of the ECHR. A breach of Art. 13 was also alleged.
The Court held unanimously that there was no breach of Art. 8 alone, but Art. 8 and 14 taken together had been violated by reason of discrimination on grounds of sex. The right of a foreigner to enter or remain in a country was not as such guaranteed by the ECHR but immigration controls had been exercised consistently with the obligations of the ECHR. The exclusion of a person from a State where members of his family were living might raise an issue under Art. 8. "Family life" includes the relationship that that arises from a lawful and genuine marriage even where the family is not yet fully established. It normally also comprises cohabitation in the case of a married couple. The relationships established in the present case were sufficient to attract the application of Art. 8 States have a wider margin of appreciation in determining the steps necessary to ensure compliance with the obligation to respect family life and the extent of their duty to admit relatives of settled immigrants will vary according to the circumstances of those involved. Article 8 does not oblige States to respect the choice by married couples of their matrimonial residence and to accept the non-national spouse for settlement in that country. There were no obstacles to the applicants' establishing family life in their own or husbands' home countries and they knew that their husbands required permission to remain permanently in the UK. There was therefore no violation of Art. 8.
However, a difference of treatment in the
enjoyment of rights and freedoms protected by the ECHR is discriminatory if it
has no objective and reasonable justification, or if it does not pursue a
legitimate aim, or if there is no reasonable relationship of proportionality
between the means employed and the aim sought. The 1980 Immigration Rules had
the legitimate aim of protecting the domestic labour market, but the respective
impact on the labour market of the immigration of the husbands and wives was
insufficient to afford the very weighty reasons which could justify their
different treatment under the Rules. The different treatment of husbands and
wives was not justified on grounds of advancing public tranquillity, nor was the
more generous treatment of other groups relevant. The applicants had been
victims of discrimination on grounds of sex. The 1990 Immigration Rules made no
distinction on grounds of race and were not discriminatory on that account.
There was no violation of Art. 3 since the difference of treatment complained of
did not denote any contempt or lack of respect for the personality of the
applicants. It was not designed to and did not humiliate or debase them. Art. 13
was violated because recourse to the available channels of compliant could only
be effective if the complainant alleged that the discrimination resulted from a
misapplication of the 1980 Rules.
Belgian Linguistics
Case
Decision of the European Court of Human Rights (1985)
Full
Decision
A number of French-speaking parents in Belgium complained
that certain provisions of the Belgian linguistic legislation relating to
education infringed on their rights under the ECHR and the First Protocol. The
legislation provided that the language of education was to be that of the region
in areas designated as unilingual, but that the maternal language of the child
was to be determinative in bilingual areas, and optional for the primary grades
in six communes enjoying a 'special status' (provided that the head of the
family was resident of one of those communes). The penalties for failure to
comply with the legislation (e.g. by providing a French language school in a
Dutch unilingual region) included denial of public support for and official
recognition of such schools. The applicants alleged that these legislative
measures abrogated the right to education guaranteed in Art. 2 of the Protocol
and the right to respect for private and family life secured by Art. 8 of the
ECHR, as well as constituting discriminatory treatment contrary to Art. 14.
The European Commission of Human Rights, by a majority, held that the legislation was not incompatible with Art. 2 or 8, considered in isolation or in conjunction with Art. 14, in so far as the linguistic provisions for education in unilingual or 'special status' regions were concerned, but did find violations of the ECHR and the Protocol in respect of the applicants' complaints regarding certain of the penalties imposed for non-compliance with the laws. The Commission referred the case to the Court.
The European Court of Human Rights held that the Government was entitled to withdraw public support and official recognition from French language schools which failed to comply with the legislation in question. The right to education guaranteed a right of access to educational establishment, but imported no linguistic requirements. Moreover, a difference in treatment was not per se discriminatory, provided that an objective and reasonable justification could be found. However, the legislative measure which precluded certain children, solely on the basis of the residence of the parents, from having access to the French language schools existing in the 'special status' communes constituted discriminatory treatment, founded on language, in that it was not applied uniformly to families of both national languages and did not fully respect a reasonable relationship of proportionality between the means employed and the aim sought. To that extent, therefore, the legislation did not comply with the requirement of Art. 14 of the ECHR read in conjunction with the first sentence of Art. 2 of the Protocol.
Art. 14 would not be interpreted so as to forbid every difference in treatment in the exercise of the rights and freedoms protected by the ECHR; rather the principle of equality of treatment was considered to be violated only if the particular distinction had no objective and reasonable justification. The existence of a reasonable justification was to be assessed in relation to the aim and effects of the measure under consideration, the relationship of proportionality between the means employed and the aim sought to be realised, and the legal and factual features which characterised the life of the society in question. The object of Art. 14 and Art. 2 of the Protocol, read in conjunction, was to ensure that the right to education was secured without discrimination. In the absence of any express terms, the two provisions would not be interpreted as guaranteeing to everyone the right to obtain education in the languages of his choice.
Dudgeon v. UK
Decision of the
European Court of Human Rights (1981)
Full
Decision
In this case, a complaint was made to the Court that the
laws in Northern Ireland criminalising buggery and gross indecency between
consenting males, whether in public or in private, infringed Art. 8 of the ECHR.
The European Court of Human Rights held that the criminal offence forbidding
homosexual conduct in Northern Ireland between adult men amounted to an
unjustified interference with the right to respect for private life. Where there
are restrictions on a most intimate part of an individual's private life, the
Court explained, there must be "particularly serious reasons" to amount to a
justification.
East African Asians v. United Kingdom
3
E.H.R.R. 76 (1981)
Applicants, 25 of them Asian citizens of the UK and
colonies resident in East Africa, six of them non-citizen protected persons,
challenge the UK's refusal to admit them to Britain, or to allow them to remain
there permanently, as a violation of the European Convention on Human Rights,
Article 3, Article 5(1) in conjunction with Article 14, and Article 8 in
conjunction with Article 14.
The Commission held that discrimination on the basis of race can itself be degrading treatment under Article 3, that, with regard to the 25 applicants who are citizens of the UK, the Commonwealth Immigrants Act of 1968 under which the applicants were denied entry discriminated against the applicants on grounds of their color or race, and that application of this legislation to the applicants constituted an interference with their human dignity because it relegated them to the status of second-class citizens, and amounted to "degrading treatment" in violation of Article 3. With regard to the six protected person applicants, because the discriminatory Act of 1968 does not apply, and because the UK laws applying to protected persons do not discriminate on the basis of color or race, Article 3 has not been violated.
The Commission held that Article 5 has not been violated because the meaning of security in Article 5(1) pertains only to liberty as elaborated in the remainder of the Article. Furthermore, the court holds that the rights guaranteed by Article 5 are absolute and are not subject to combination with Article 14 in determining a violation. Therefore there has been no violation of Article 5 either independently or in conjunction with Article 14.
The Commission further held that with respect to three applicants whose wives had been admitted to residency in the UK, Article 8 had been violated both independently and in conjunction with Article 14 by UK laws that allow the exclusion of husbands whose wives are lawfully in the UK, but not of wives whose husbands are lawfully in the UK. The Commission found that Article 8 was violated because the law prevented the unification of families of citizens of the UK and colonies in the absence of a compelling state interest, and that Article 14 was violated because the exclusion applied to husbands and not to wives.
Schmidt v.
Germany
judgment of 18 July 1994,
series A No 291-B
Full
Decision
A male citizen of Germany challenged a German law
requiring all male adults to serve in the fire brigade or pay a contribution to
avoid service. The choice was at the discretion of the municipality in which the
citizen resided. Women were not required to serve or pay. In practice, there
were enough volunteer firemen that no one was required to serve, and therefore,
the financial contribution was the only obligation.
The Court held that
under Articles 4(3)(d) and 14 of the European Convention on Human Rights,
imposition of the financial obligation was discriminatory on the basis of sex
because the state had no compelling interest in this difference of treatment.
The question whether the difference in treatment in the service requirement, as
opposed to the contribution requirement, was discriminatory was held to be
academic and was not resolved by the Court.
Full text ...
D.S.
v. the Netherlands
judgment of 12 October 1992, unreported
This
case is a review of a petition for admission of the applicant's claim to the
Court.
The applicant claims that Netherlands rules taking into account
spousal income in determining eligibility for legal aid have a discriminatory
impact on women, because women generally earn less than men and are thus
frequently dependant on their husbands' incomes, and thus their decisions about
whether to pursue a legal claim are subject to the cooperation of their
husbands. The applicant claims that the rules discriminate against her under
Article 14 in her right to access to a court under Article 6.
The Commission noted that a rule which is not
formally discriminatory may be discriminatory in its practical application.
Thus, the Court sustains the notion of disparate impact. Here, however, the
Court held that it is not unreasonable to use joint income of spouses and
cohabiting partners in determining to whom the state will allocate limited legal
aid resources. It also held that while in specific cases, differing views of
husband and wife on legal proceedings could have an effect, that was not raised
as an issue in this case. Therefore the Commission denied the application for
hearing.
Full text ...
Norris v. Ireland,
judgment of 26
October 1988, series A, No 142 Full
Decision
Applicant, a homosexual citizen of Ireland, challenged
domestic legislation which prohibited sexual acts between men. Applicant had not
been charged with any offence but claimed that the legislation interfered with
his private life because he hand his male partner were at risk of prosecution.
Applicant charges that the legislation violated Article 8 of the European
Convention on Human Rights.
The Court held that maintaining the
legislation in force was a violation of the individual right to private life
under Article 8. The Court stated that such interference with private life would
be inconsistent with Article 8 unless it was in pursuit of a legitimate aim, was
necessary in a democratic society, and was proportionate to the aim to be
achieved. The court held that here, the law was in pursuit of the legitimate aim
of protecting public morals, but was not proportional to that aim because of the
detrimental effect it had on the lives of homosexual men.
Full text
...
Modinos v. Cyprus
judgment of 22
April 1994, series A, 259 Full
Decision
A gay
citizen of Cyprus brought suit to challenge a Cypriot law forbidding certain
homosexual acts. Cyprus claimed that the law was not enforced, but testimony by
Cypriot government ministers indicated that the law was still in force and that
there was a general consensus on the part of law enforcement against its
abolition. The applicant argued that the perpetual threat of prosecution under a
law that criminalized private homosexual behavior was a violation of Article 8
of the European Convention of Human Rights which protects individuals from
unjustified interference with private life.
The court held that because the law could be
enforced by future governments or by private prosecution and because the
applicant could be the subject of a police investigation under the law, even if
no prosecution was carried out, Article 8 had been violated as the applicant
claimed.
Full text ...
KARNER - Austria (N° 40016/98)
The applicant, a homosexual, lived with his partner from 1989 in a flat
rented by the latter. They shared all expenses pertaining to the flat. In 1994,
the applicant's partner died, leaving him his estate. In 1995, the applicant's
landlord instituted proceedings to obtain the termination of the tenancy. His
claim was dismissed both at first instance and appeal. The Supreme Court,
however, was favourable to the landlord and terminated the tenancy. The court
considered that the legislation which preserved a right to tenancy to unmarried
partners in the event of the death of one of the partners should be interpreted
as only applying to heterosexual couples.
Burghartz v.
Switzerland
Ser. A No. 280-B, 22 Feb. 1994.
Burghartz (B) and his
wife were Swiss nationals and had married in Germany. His wife also had German
citizenship and they chose, in accordance with German law, her surname as the
family name. B also exercised the right to put his own surname in front of the
family name. However, after the Swiss registry office recorded his surname as
their joint surname, the couple applied to substitute the family surname and B's
surname that they had chosen in Germany. This application was refused, as was a
second one made after the civil code had been amended to allow a wife to put her
surname before marriage in front of the family name (which would continue to be
the husband's surname). Another amendment under which couples could be
authorised to bear the wife's surname as the family name was held inapplicable
to marriages concluded before it entered into force. Following an appeal to the
federal court which relied in part on the constitutional guarantee of equality,
it was held that they could use the wife's surname as their family name but that
there was no intention to introduce absolute equality between spouses as to the
choice of surname and the wife's right to add her surname to that of the husband
could not avail a husband in a family known by the wife's surname. The court
stated that there was nothing to prevent him from using a double-barrelled name
(which was a custom recognised in case law but which was not regarded as the
legal family name) or even, informally, putting his surname before his wife's.
Since then a large number of official documents relating to B had not included
any reference to his original surname when referring to him. B complained about
being unable to put his surname before his wife's and the Commission found
(18-1) a breach of Art 14 taken with Art 8 and (13-6) there was no need to
examine the case under Art 8 alone. Switzerland objected that B's wife was not a
victim as she had been allowed to keep her maiden name and that there had been
no reliance on ECHR Arts 8 and 14 in the appeal, nor any public law appeal.
The Court held: (1) that the preliminary objection should be dismissed as the case had originated in a joint application to change the joint family name and B's surname simultaneously and, having regard to the concept of the family, B's wife could claim at least to be an indirect victim of the impugned decisions; (2) that the objection about non-exhaustion of domestic remedies should also be dismissed as (a) the applicants' reliance on domestic law was understandable in view of the prohibition on suspending laws incompatible with treaties and (b) the subsidiary nature of a public law appeal prevented it from being an adequate remedy to be exhausted; (3) that Prot 7 Art 5, to which Switzerland had appended a reservation, was an addition to the ECHR and could not replace Art 8 or reduce its scope; (4) (6-3) that a person's name concerned his or her private life and Art 8 was, therefore, applicable to B's retention of the surname by which he had become known in academic circles; (5) that the family unit would be reflected by the husband adding his own surname to his wife's as much as by a single joint surname; (6) that no genuine tradition was at issue since married women had enjoyed the right from which B sought to benefit only since 1984 and in any event the ECHR should be interpreted in the light of present-day conditions; (7) that the choice of one of their surnames as the family name in preference to the other could not be said to represent greater deliberateness on the part of the husband than of the wife; (8) that other types of surname were distinguished from the legal family name; (9) (5-4) that the difference of treatment lacked, therefore, any objective and reasonable justification and was a violation of Art 14 taken with Art 8; (10) that there was no need to examine the case under Art 8 alone; and (11) that the applicants should be awarded CHF20,000 towards their costs and expenses.
Comment: The Court has clearly established that a person's choice of name comes within the private life guarantee and would not allow it to be confined to an aspect of the equality between the spouses which is required by Prot 7 Art 5 and to which Switzerland had appended a reservation regarding family names. It is following a similar decision of the UNHRC with respect to the ICCPR (see Coeriel & Aurik v The Netherlands, (1995) 9 Interights Bulletin 20). This view was objected to by Judges Pettiti and Valticos in their dissent on the basis that there was a lack of consensus and that, like nationality, this should be a matter remaining within a State's domain. They warned of `undue consequences and ... numerous applications lacking any proper justification'. This is, however, to ignore the scope for regulation afforded by Art 8(2) and relevance of genuine tradition, both of which the Court acknowledged as entirely legitimate. Nevertheless it did hint at an even wider protection in the sphere of choice of names by stating that this aspect of private life concerned relationships `in professional or business contexts' and by its emphasis on the importance of B retaining the surname by which he was known in academic circles. This suggests that some obligation to protect the names of businesses could also be part of Art 8. Judge Thor Vilhjalmsson regarded Art 8 as inapplicable because there was an insufficiently prejudicial effect on the applicants to warrant international protection; this fails to see the matter from their perspective and also overlooks the significance of the sex discrimination involved which the Court continues to view seriously (see also Karlheinz Schmidt v Germany, supra). Judges Pettiti, Russo and Valticos did not consider that the claim of discriminatory treatment had been made out because the couple were allowed to change their name but this did not address the point that married men were being treated differently than married women.
Marckx v Belgium (1979) 2 EHRR 330,
EctHR Full
Decision
The
applicants, Paula Marckx and her infant daughter Alexandra, complained that
certain aspects of the illegitimacy laws in Belgium - including the requirement
that maternal affiliation could be established only by a formal act of
recognition, and the existence of limitations on the mother's capacity to give
or bequeath, and the child's capacity to take or inherit, property - infringed
Article 8 of the Convention (right to respect for family life) taken alone and
in conjunction with Article 14 (rights to be secured without discrimination) and
Article 1 of the First Protocol (right to peaceful enjoyment of possessions)
alone and together with Article 14. It was also claimed that Articles 3
(prohibition of degrading treatment) and 12 (right to marry and found a family)
had been infringed. By a majority, the Commission formed the view that there had
been violations of all the Articles relied on except for Articles 3 and 12, and
referred the case to the Court.
The European Court of Human Rights held that the legislation failed to respect the applicants' family life, as protected by Article 8, and constituted discrimination in violation of Article 14 by virtue of the lack of any objective and reasonable justification for the differences of treatment between the legitimate and illegitimate family. Article 8 made no distinctions between legitimate and illegitimate family. Article 8 did not merely compel a State to abstain from interference in family life, but might also impose positive obligations. Domestic laws relating to certain family ties, such as those between an unmarried mother and her child, must allow those concerned to lead a normal life, which implied in particular that there should be legal safeguards for the child's integration into the family. A distinction was discriminatory if it had no objective and reasonable justification, i.e. if it pursued no legitimate aim or there was no reasonable relationship of proportionality between the means employed and the aim sought to be realised. With respect to the family life of an unmarried mother and her child, Article 14 taken in conjunction with Article 8 dictated that a State had to avoid any discrimination grounded on birth. The limitations on the mother's right to dispose of her property amounted to a violation of Article 1 of the First Protocol taken in conjunction with Article 14.
Hoffmann v.
Austria
17 E.H.R.R. 293
Full
Decision
Hoffman (H) had married S when they were both Roman
Catholics and their two children had also been so baptised, although they were
not brought up in this faith. H subsequently became a Jehovah's Witness and she
left S taking the children with her, while divorce proceedings were pending. S's
application for parental rights over the children was unsuccessful in the lower
courts but was ultimately granted by the supreme court because H was bringing
them up as Jehovah's Witnesses contrary to a rule in the law on the religious
education of children prohibiting a parent from unilaterally bringing children
up in a faith different from that shared by both parents at the time of the
marriage or from that in which they had hitherto been brought up. It also took
account of the likely refusal of consent by H should the children need a blood
transfusion, the effect of making the children social outcasts by bringing them
up as Jehovah's Witnesses and the fact that a change of custody would not cause
them psychological harm. H complained about the denial of custody and the
Commission found (8-6) a breach of Art 8 in conjunction with Art 14, (12-2) no
separate issue arising in regard to Art 9 (whether separately or in conjunction
with Art 14) and no breach of Prot 1, Art 2.
The Court held: (1) that the custody decision interfered with H's right to family life even though taken in the context of a dispute between private individuals; (2) (5-4) that, as the supreme court's decision turned on a distinction based essentially on a difference in religion which was disproportionate to its aim of protecting the health and rights of the children, there was a violation of Art 8 in conjunction with Art 14; (3) that it was unnecessary to rule on whether there was a violation of Art 8 taken alone; (4) that no separate issue arose under Art 9, either take alone or in conjunction with Art 14; (5) that there was no reason to pursue of its own motion the complaint under Prot 1, Art 2 which H had not pursued; and (6) (8-1) that H should be paid her costs and expenses before the ECHR organs.
Comment: The Court did not rule out that in
certain cases it would be appropriate to give custody to one parent in
preference to the other because adhering to the precepts of the latter's
religion would have a negative effect on the children which would outweigh any
psychological stress caused. However, while the dissenting judges considered
that this to be exactly the basis of the domestic decision, the majority
considered that the crucial factor had been the change in the mother's religion;
she was being treated differently because of this alone and not because of
possible harmful consequences of bringing the children up as Jehovah's
Witnesses. It was undoubtedly encouraged by the psychological evidence favouring
the mother and it also referred of its own motion to Prot 7 Art 5 which provides
for the fundamental equality of spouses as regards parental rights and the
paramountcy of the children's interests. Unfortunately the case cannot avoid
entwining two separate issues: custody and religious upbringing. The Court must
be right that the refusal of custody because of a parent's religion must be
discriminatory and a judgment has to be made whether it is justified by the harm
avoided. The minority were clearly influenced by the health concerns arising
from the opposition of Jehovah's Witnesses to blood transfusions but H had
indicated that she would allow them where required by law. The majority did not
really address the question of how the children's religious education should be
determined but was aware of H's intentions. Although there was a lack of clarity
about the religion in which they were being brought up before H left with them,
the Austrian law seems to require the matter to be determined by parental
agreement and in principle this seems consistent with both Art 14 and Prot 7 Art
5. It may, of course, be that the determination of religious education
necessarily resolves the issue of custody but as the domestic decision was not
expressed in this way the majority conclusion that there was unacceptable
discrimination seems inevitable. Matscher and Bonnici did not consider that
there was any interference by a public authority but, although the case arose
out of a private dispute, the State's support necessarily determined which party
prevailed and by what criteria.
Gregory v United Kingdom (1997)
25 EHRR 577, EctHR
The applicant, who is black, was tried for robbery in
Manchester Crown Court. Nearly two hours after retiring to consider its verdict,
a note was passed form the jury to the judge. It read: 'Jury showing racial
overtones. One member to be excused'. The trial judge showed the note to the
prosecution and defence. He subsequently warned the jury to try the case
according to the evidence and to put aside any prejudice. The jury eventually,
by a majority of 10 to 2, returned a verdict of guilty. The applicant was
sentenced to six years' imprisonment. Relying upon Articles 6 and 14 of the
Convention, he complained that he had not received a fair trial and that he had
been discriminated against on the basis of race.
The European Court of Human Rights held, by eight votes to one, that there had been no violation of Article 6(1) and held unanimously, that there had been no violation of Article 14 in conjunction with Article 6 of the Convention. The Court's role is to examine whether there were sufficient guarantees to exclude any objectively justified or legitimate doubts as to the impartiality of the jury, bearing in mind that the standpoint of the accused is not decisive for its determination. In applying the objective test, the Court must have regard to the steps taken by the trial judge on receipt of the note from the jury. Two steps he could have taken were to discharge the jury or to ask them in open court whether they were capable of returning a verdict on the evidence alone. He chose to do neither, and it was significant that defence counsel did not consider that either was warranted in the circumstances. An investigation into the circumstances of the note as apparently requested by defence counsel was not permitted under English law. The judge chose to deal with the situation by means of a firmly worded redirection to the jury, having had the benefit of submissions from both counsel. His statement was clear, detailed and forceful and he checked for understanding. It was significant that there were no further suggestions of racial comment. The judge could therefore reasonably consider that the jury had complied with the terms of his redirection and that any risk of prejudice had been neutralised. No more was required under Article 6 to dispel any objectively held fears or misgivings about the impartiality of the jury.
Inze v Austria (1987) 10 EHRR 394,
ECtHR Full
Decision
The
applicant complained that he was discriminated against on grounds of his
illegitimate birth contrary to Article 14; his brother being a legitimate child
was given precedence under the Austrian law of intestacy in the attribution of
their deceased mother's farm.
The European Court of Human Rights held that there was a violation of Article 14 taken together with Article 1 of Protocol No. 1. The applicant had acquired on his mother's death a hereditary right over a share of her estate. Article 1 of Protocol No. 1 was consequently applicable. The Contracting States enjoyed a margin of discretion under Article 14, the scope of which varied according to the circumstances, subject matter and background. The Convention being a living instrument had to be interpreted, however, in the light of present day conditions. The importance attached by the State Parties to equality between children born in and out of wedlock was reflected in a 1975 Council of Europe Convention on the Legal Status of Children born out of Wedlock, which had been ratified by Austria in 1980. As a result, very weighty reasons had to be advanced before differences of treatment on account of birth out of wedlock could be justified. The aim of the legislation, to prevent the division of hereditary farms on intestacy, was not being disputed. However, general and abstract considerations concerning the deceased person's intentions, the place where illegitimate children are brought up and the surviving spouse's relations with his or her legitimate children, which may not sometimes reflect the real situation, could not justify a rule making the legitimate child the principal heir. The aim could have been achieved by applying criteria other than birth in and out of wedlock and consequently there was a breach of the Convention.
Karlheinz Schmidt v Germany
Judgment of 18 July 1994, Series A vol 291-B Full
Decision
Karlheniz Schmidt (K) was required to pay a
fire service levy of 75DM under a municipal law imposing this obligation on all
male adults residing in the town. The law was adopted pursuant to a state law
requiring municipalities to set up fire brigades to be comprised of volunteers
or professionals. Under the state law all male residents between the ages of 18
and 50 could be required to serve as firemen if there were insufficient
volunteers and a fire service levy of up to 200DM could be imposed on anyone
liable for fire service duty. A challenge to the constitutionality of the law
was unsuccessful. K complained about the obligation of only men to serve as
firemen or pay a financial contribution and the Commission found (14-1) a breach
of Art 14 taken with Art 4(3)(d) and Prot 1 Art 1.
The Court held: (1) that Art 4(3) did not limit the exercise of the right in Art 4(2) but delimited its very content; (2) that compulsory fire service and the financial contribution, given its close link with the former were amongst the `normal civic obligations' envisaged in Art 4(3)(d); (3) that Art 14 complements the other substantive provisions of the ECHR and, read in conjunction with Art 4(3)(d), it was applicable in this case; (4) that, in view of the continuing existence of a sufficient number of volunteers, no male person was in practice obliged to serve in a fire brigade and the financial contribution had in fact (but not in law) lost its compensatory character and had become the only effective duty; (5) (6-3) that, in the imposition of a financial burden such as this, a difference of treatment on the ground of sex could hardly be justified and there was, therefore, a violation of Art 14 taken with Art 4(3)(d); (6) that, in view of this finding, it was unnecessary to examine the complaint of discrimination as regards the peaceful enjoyment of possessions; (7) (8-1) that K should be reimbursed the fire service levy in respect of the years 1982-84 and his costs and expenses before the national courts.
Comment: The decision reiterates the Court's
general approach to Art 14 and the need, in particular, for an objective and
reasonable justification for any difference in treatment. As in Schuler-Zgraggen
v Switzerland (Ser A No 263, (1995) 9 Interights Bulletin 78), it was especially
concerned that there be weighty considerations before it would find acceptable
any difference of treatment based exclusively on the ground of sex and it did
not leave much scope for any margin of appreciation. Judges Spielmann and
Gotchev in their dissent accepted this principle but considered that the
differential treatment was rational since the obligation to serve was based on
those who were fit to serve and the compensatory charge derived directly from
this obligation. This reflects an apparent ignorance of women firefighters
(which is also evident in Judge Morenilla's concurring opinion) despite the
statistics referred to in para 17 of the Court's judgment and is far too
formalistic; the Court rightly concentrates on the discriminatory effect.
However in doing so it did not actually consider the possible implications of
the fact that the compensatory charge had effectively become a tax since the
duty to serve was never imposed; while `civic obligations' are excluded from the
definition of forced labour, these must surely be deeds of the character of work
rather than a tax. If there is no linkage with some form of forced labour
(whether or not of civic obligation kind), then no complaint under the ECHR
would be possible since Art 14 does not prohibit discriminatory treatment per se
and that would have had to have been the conclusion (albeit ironic) if the
charge had been an explicit tax. Judge Mifsud Bonnici thought there was no
violation because the civic obligations exception in Art 4(3)(d) meant that K
was not required to perform forced labour within Art 4(2) and the issue of
discriminatory treatment under Art 14 did not arise. He certainly highlights a
failure of articulation on the part of the Court but it can hardly be considered
that the exception should be interpreted in isolation from other ECHR provisions
and that those imposed on proscribed grounds of discrimination were being
authorised.
PETROVIC v AUSTRIA
Judgment of the ECtHR, 27
March 1998
Petrovic (P), a student who worked part-time and whose wife
had given birth, took parental leave to look after their child. His claim for a
parental leave allowance was turned down as the law provided that only mothers
could claim such an allowance when a child was born. Under the law mothers were
able to claim the allowance provided that they took up to one year's parental
leave and were eligible for maternity benefit (an allowance payable to working
mothers for eight weeks after the birth). An appeal, alleging that the provision
was discriminatory and unconstitutional, was dismissed and P then lodged a
complaint with the constitutional court. While his complaint was pending the law
was amended so that a father could claim parental leave allowance if he was in
employment, had primary responsibility for looking after the child and the child
lived under the same roof. In addition the mother had either to be entitled to
parental leave and to have waived that right in whole or in part or to be
prevented by her work from looking after the child. The amended law did not have
retrospective effect and so did not cover P. After considering the complaint in
private, the constitutional court declined to accept it for adjudication on the
ground that it did not have sufficient prospects of success as, on the basis of
its case law, P's constitutional rights had not been infringed. It also added
that, even if regard was had to the recent amendment to the law, P's complaint
was unfounded as the legislature had a certain amount of time in which to adapt
new rules to changes in society.
P complained about the refusal to award him a parental leave allowance and the constitutional court's refusal to consider his appeal. The Commission, considering only the first complaint admissible, found (25-5) a breach of Art 14 taken together with Art 8.
The Court held: (1) that the refusal to grant P a parental leave allowance could not amount to a failure to respect family life since Art 8 did not impose any positive obligation to provide this financial assistance but such an allowance was intended to promote family life and necessarily affected the way in which the latter is organised as, in conjunction with parental leave, it enabled one of the parents to stay at home to look after the children; (2) that, as States were able to demonstrate their respect for family life by granting parental leave allowance, this allowance came within the scope of Art 8, and Art 14 - taken with Art 8 - was thus applicable; (3) that it was not disputed that the payment of allowances to mothers but not fathers amounted to a difference in treatment on grounds of sex; (4) that, notwithstanding any differences that might exist between mother and father in their relationship with the child, both parents were similarly placed as regards taking care of the child in the period after birth; (5) that at the end of the 1980s there was no common standard in the field as the majority of Contracting States did not provide for parental leave allowances to be paid to fathers and the idea of the State giving financial assistance to the mother or the father, at the couple's option, so that the parent concerned could stay at home to look after the children, was relatively recent; (6) that it thus appeared difficult to criticise the Austrian legislature for having introduced in a gradual manner, reflecting the evolution of society in that sphere, legislation which was very progressive in Europe; and (7) (7-2) that, as the refusal to grant P a parental leave allowance had not exceeded the margin of appreciation allowed to Austria and the difference in treatment was thus not discriminatory within the meaning of Art 14, there was no violation of Art 14 taken together with Art 8.
Comment: Although the Court has been prepared to recognise some positive aspects in the obligation to respect family life (see Kroon v The Netherlands, (1996)), the provision of explicit economic assistance as is entailed by parental leave allowance would have gone well beyond what has so far been recognised as required, even if the significance of the economic factor is undoubtedly overstated since all positive obligations have costs. However, while the ruling in this case is a good illustration of how Art 14 can broaden the protection of other rights in the ECHR (cf Gaygusuz v Austria, (1997)), this provision has not been of any avail in the absence of it being shown that the differential treatment concerned does not have an objective and rational basis. In looking for this in the past, the Court has required very weighty considerations to justify differences based exclusively on the ground of gender (see Karlheinz Schmidt v Germany, (1995) and Schuler-Zgraggen v Switzerland, (1995)) but this ruling would seem to have diluted the entire requirement by allowing a respondent State a margin of appreciation and by expecting a sufficient evolution in social attitudes across Europe to be established.
Although the latter consideration has undoubtedly been a factor in determining whether something falls within the scope of one of the ECHR's substantive rights (see B v France, (1993)), it does not in itself seem to point to there being any objective and rational basis for the differential treatment. Judge Pettiti offered a slightly more cogent attempt at a positive justification by invoking the biological and psychological bond between mother and child, especially in the period after birth. But this does not alter the fact that the allowance concerned seems to be designed to provide care for a child and that a refusal of it to the person who is actually providing such care is unlikely to further this fundamental objective. The ruling is in marked contrast to the Court's unwillingness in Van Raalte v The Netherlands, (1997)) to accept differential tax liability for men and women when their situations were essentially the same. Judges Bernhardt and Spielmann dissented on the basis that traditional practices could not be a sufficient justification and that this was not an area where European practice was relevant since the issue was the acceptability of the approach taken by a State where it decided to provide an allowance such as this.
Schuler-Zgraggen v.
Switzerland
judgment of 24 June 1993,
Series A no. 263.
Schuler
(S), who had contributed to the state invalidity insurance from her wages when
working, contracted tuberculosis and was granted an invalidity pension when it
was determined that she was unfit for work. She gave birth to a son in 1984 and,
after being required to undergo a medical examination, her pension was cancelled
with effect from May 1986 as her family circumstances had changed and she was
60-70% able to look after her home and child. Before the hearing of an appeal
before the appeals board, for which she was not legally represented, she
unsuccessfully sought to see her medical file and the handing over of vital
documents. The board dismissed her appeal, finding that she had not availed
herself of the opportunity to inspect the file at its registry, that, even if
she had been fit, she would have been content with looking after her home once
the child had been born and that her invalidity was not enough to make her
eligible for a pension. A request to have documents in the file to assess the
prospects of succeeding in her action was refused. The insurance court
subsequently arranged for the file to be made available for inspection and she
photocopied certain documents. It later forwarded the case file to the lawyer
then representing her. The insurance court, without an oral hearing, upheld her
complaint that the board had failed to produce all the documents for inspection
but dismissed her appeal against the revocation of the pension, basing its
decision on the assumption that, even if her health had not been impaired, she
would have been occupied only as a housewife and mother. In its view the
question was not whether she was fit to work in her previous employment but
whether she had been restricted in her activities as a mother and housewife and
it considered that any handicap was not sufficient for a pension. S complained
about insufficient access to the file, the absence of a hearing in the insurance
court and that court's assumption that she would have given up work even if she
had not had health problems. The Commission found no breach of Art 6(1) in
respect of either (10-5) the failure to hold a hearing or (13-2) access to the
file and (9-6) no breach of Art 14 taken together with Art 6. Switzerland
objected that S was not a victim because she had not availed herself of the
opportunity to examine the file at the board's registry and that she had not
exhausted domestic remedies by applying to the insurance court for a hearing or
by making a precise complaint of discrimination to it.
The Court held: (1) that the right to an invalidity pension was an individual, economic right to which Art 6(1) applied; (2) that, as S's complaint related to having the documents in the file (or copies) handed over, it could not be objected that she had not examined them at the registry; (3) that, although the proceedings before the board did not enable S to have a complete, detailed picture of the particulars supplied to it, this had been remedied by the insurance court's request that it make all the documents available; (4) (8-1) that the proceedings, since they were fair overall, did not violate Art 6(1); (5) that estoppel applied to the objection that S had not sought a hearing in the insurance court since it could have been raised before the admissibility decision; (6) that S had unequivocally waived her right to a hearing by not applying for one, the dispute did not raise issues of public importance requiring such a hearing and the systematic holding of hearings could prevent compliance with the `reasonable time' requirement in social security cases; (7) (8-1) that the absence of a hearing did not, therefore, violate Art 6(1); (8) that it could not consider S's complaint about the independence of doctors bound by a long-term contract to a social security institution as this had not been raised before the ECmHR and did not relate to facts found within the admissibility decision; (9) that, as S had raised the substance of her complaint about discrimination in her appeal to the insurance court, it could not be objected that she had not exhausted domestic remedies; (10) that there was no attempt to probe the validity of the assumption that women give up work when they give birth to a child and this was the sole basis for the insurance court's reasoning; (11) (8-1) that this assumption introduced a difference of treatment based on the ground of sex only without any reasonable and objective justification and was a violation of Art 14 taken together with Art 6(1); (12) that the finding of a violation was sufficient just satisfaction for any non-pecuniary damage suffered; (13) (8-1) that the application of Art 50 to S's claim for the loss of the benefit of a full pension should be reserved as the victim of a violation of the ECHR could now apply to reopen proceedings in Switzerland; and (14) that S should be awarded CHF7,500 in respect of costs and expenses before the ECHR institutions.
Comment: This decision makes it clear that
approaches to the weighing of evidence by the courts which involve differential
treatment can fall within the ECHR's prohibition of discrimination when taken
with Art 6, even though a decision-maker or a legislator acting in the same way
could not be held to be held to have acted unacceptably. The line between these
is clearly fine and Judge Golcuklu dissented seeing the complaint as solely a
matter of substance. In holding Art 6 applicable to the dispute the Court was
mindful that the outcome affected her means of subsistence and followed its view
that even welfare assistance is covered by this provision (see Salesi v Italy,
Ser A No257-E, (1995)). It also followed its case law that defects at a lower
instance can be cured on appeal (see Edwards v United Kingdom, Ser A No 247-B,
(1994)) in its response to the non-disclosure of the file. Judge Walsh, however,
pointed out that this was not entirely the case as the board was not in a
position to disclose certain documents not in the file. The rejection of the
need for an oral hearing in the insurance court was solely on the basis that the
circumstances did not warrant one in the absence of S's own request but it was
clearly mindful that a requirement to hold one could have a disastrous effect on
the processing of social security cases. Judge Walsh did not consider that S had
agreed not to have a hearing and that an issue of public importance should not
be a condition precedent to the operation of Art 6(1).
VAN RAALTE v
THE NETHERLANDS,
Judgment of the ECtHR, 21 February 1997
Full
Decision
Van Raalte (V), who was born in 1924, had
never been married and had no children. He received assessment for the years
1985-1988 of his contributions under various social security schemes which
included child benefits. His objection to contributing to the latter benefits on
the basis that unmarried childless women over forty-five were exempted from
having to do so was found, with respect to the 1985 assessment, to be unfounded
by the tax inspector because the statutory provision involved did not apply to
someone who was not female. This exemption had been introduced on the basis that
women who had no children and who in all probability never would have them
suffered thereby and should not have imposed on them the additional emotional
burden of having to contribute to the child benefit scheme. The appeal court,
dismissing his appeal, considered not only that the difference in treatment was
based on a factual situation rather than sex but also that, if this were wrong,
the outcome would be a finding that the impugned provision had no force rather
than an extension of the exemption. A further appeal was dismissed by the
supreme court which found that it was unnecessary to consider whether there was
an objective and reasonable justification for the exemption and whether it
applied to unmarried men over forty-five because it had been removed with effect
from January 1989. The tax inspector then issued decisions dismissing V's
objections to his assessments for the years 1986-1988. It appeared that, out of
all 'legitimate' children, the percentage of those born to fathers and mothers
over forty-five was 1.43% and 1% respectively. No figures were available for
children born out of wedlock.
V complained about having to pay the contributions and the Commission found (23-5) a breach of Art 14 taken with Prot 1 Art 1. The Court held:
(1) that it was not contested that the case
came within the ambit of Prot 1 Art 1 since it concerned the State's right to
secure the payment of taxes or other contributions and there was no reason to
hold otherwise;
(2) that Art 14 was, therefore, applicable to it;
(3)
that very weighty reasons would have to be advanced before a difference in
treatment based exclusively on the ground of sex could be regarded as compatible
with the ECHR;
(4) that the factual differences between unmarried childless
men over forty-five and unmarried childless women of the same age did not mean
that there was not a difference in treatment between persons in similar
situations based on gender but was at the heart of the question whether it could
be justified;
(5) that the exemption ran counter to the underlying character
of the social security scheme that the obligation to pay contributions did not
depend on any potential entitlement to benefits that an individual might have;
(6) that, bearing in mind that (a) there were women over forty-five who
might give birth to children and there were men of forty-five or younger who
might be unable to procreate, (b) an unmarried childless woman aged forty-five
or over might well become eligible for child benefits by, for example, marrying
a man with children from a previous marriage and (c) an alleged unfair emotional
burden imposed by levying such contributions from unmarried childless women
might apply equally to unmarried childless men or couples, a desire to spare the
feelings of childless women of a certain age could not provide a justification
for this gender-based difference of treatment;
(7) that there was,
therefore, a violation of Art 14 taken with Prot 1 Art 1;
(8) (8-1) that, as
the finding of a violation did not entitle V to retrospective exemption from
contributions under the scheme in question, his claim for pecuniary damage in
respect of the contributions already paid had not been substantiated;
(9)
that the finding of a violation was sufficient just satisfaction for any
non-pecuniary damage; (10) that B should be awarded NLG 23, 271 in respect of
his costs and expenses; and (11) that the statutory rate of interest applicable
in the Netherlands was 5% per annum.
Comment: The Court is here maintaining its
requirement that cogent justification be provided for any discrimination based
on gender (see Karlheinz Schmidt v Germany, (1995) and rightly refused to accept
that factual differences between genders could of themselves be a sufficient
justification. The fact that this was a non-contributory tax scheme only served
to highlight the unequal treatment; considering the risk of a claim by a
particular gender would have been no more acceptable in an insurance scheme (and
there was a greater chance of paternity than maternity in the age band
concerned) unless there was proper weighting of the respective positions of men
and women. The Court clearly did not consider that the variation in the risk of
parenthood was significant even though men over forty-five were thirteen times
more likely than women to become parents; there is perhaps a need to consider
the point at which a particular risk (or other occurrence) becomes small enough
in the case of one gender for it not to be a barrier to the acceptability of
differential treatment. However, the dismissal of the suggestion that unmarried
women would suffer a greater emotional burden was understandable given the
liability of other childless persons to make the contributions. The ruling is,
however, a significant indication that there has to be an objective
justification for taxation which is levied according to whether or not one falls
into a particular category of person. This particular exemption was repealed in
1989 in response to a change in social attitudes towards unmarried childless
women. The ruling on pecuniary loss does not entirely make sense; the Court
could not order V's exemption and the finding of a violation did not
automatically invalidate his liability in the Netherlands. Nevertheless the
contribution was levied contrary to the ECHR and, if reparation is supposed to
wipe out the consequences ensuing from such a breach of it (see
Papamichalopoulos and Ors v Greece, (1996)) damages covering the amount paid
seems appropriate; cf the Court's approval of the retrospective payment of a
pension wrongly refused, together with its own requirement that interest be paid
on the amount concerned, in Schuler-Zgraggen v Switzerland (Art 50), (1996).
Judge Foighel's dissent on this point is understandable.
VERMEIRE v
BELGIUM:
Vermeire (V) was her father's illegitimate child and had
been brought up by her grandparents. They had both died intestate and their two
estates had been realised and distributed to the legitimate grandchildren. V had
then unsuccessfully claimed a share in the two estates. The courts had held
that, insofar as Art 8 ECHR imposed a positive obligation to create a legal
status in conformity with its principles, they could not give direct effect to
the passages in the Marckx judgment (Ser A No 31, 1979) relating to an
illegitimate child's inheritance rights on intestacy.
V complained that the denial of the status of an heir of her grandparents was a discriminatory interference with the exercise of her right to respect for her private and family life. The Commission found a violation of Art 8 in conjunction with Art 14 as regards her grandfather's estate but (7-6) not as regards her grandmother's estate.
The Court held: (1) (8-1) that, since the succession to the grandmother's estate had taken place on her death in 1975 and it had devolved on her `legitimate' heirs as of that date (even though it had actually been wound up afterwards), this was a legal situation antedating the delivery of the Marckx judgment and there was no occasion to reopen it; (2) that the finding in the Marckx judgment (that a total lack of inheritance rights, based only on the `illegitimate' nature of the affiliation, was discriminatory) was equally applicable to the succession to the grandfather's estate in 1980; (3) that the rule prohibiting discrimination against V on the grounds of the `illegitimate' nature of her relationship with the deceased was sufficiently precise and complete to be applied by the domestic courts; (4) that the overall revision of the legislation on intestacy pursued by the legislature was not necessary as an essential preliminary to compliance with the ECHR (as interpreted in the Marckx case); (5) that a state's freedom to choose the means of fulfilling its obligation under Art 53 cannot allow it to suspend the application of the ECHR while waiting for such a reform to be completed to the extent of compelling the Court to reject in 1991, with respect to a succession which took effect in 1980, complaints identical to those that it upheld in 1979; (6) that V's exclusion from the estate of her grandfather violated Art 14 in conjunction with Art 8; and (6) that the application of Art 50 was not ready for decision.
Comment: Long-winded efforts, however sincere, to implement ECtHR judgments will not preclude further liability. The ECtHR clearly a less conservative view than some domestic courts as to whether ECHR provisions are self-executing. Judge Martens's partly dissenting judgment cogently argues that the limit on Marckx's retroactive effect was intended to protect the interests of third parties but not those of `legitimate' children.
B. Decisions of the Human Rights
Committee:
Broeks v. The
Netherlands
Decision of the UN Human Rights Committee
(1987)
Full
Decision
In The
Netherlands, under the Unemployment Benefits Act, married women could not claim
continued unemployment benefits unless they were the "breadwinners" (meaning
that they earned over a certain proportion of their family's total income) or
that they were permanently separated from their husbands. The condition did not
apply to married men.
Using the first Optional Protocol, Mrs. S.W.M. Broeks
complained to the Human Rights Committee that the Unemployment Benefits Act
violated her right under Art. 26 of the ICCPR to equality before the law. The
Committee found that the law differentiated on the grounds of sex placing
married women at a disadvantage compared with married men and noted that this
differentiation was not reasonable.
The Human Rights Committee found that Mrs. Broeks was a victim of a violation, based on sex, of Art. 26 of the ICCPR, both because the statute placed no similar burden on married man, and because it found the differential treatment unreasonable. The Committee explained that Art. 26 of the ICCPR requires that once a state adopts social security legislation, it must provide the benefits equally.
The Committee stated further that the
discrimination provisions of the ICCPR "would still apply even if a particular
subject matter is referred to or covered in other international instruments such
as the International Convention on the Elimination of All Forms of Racial
Discrimination, the Convention on the Elimination of All Forms of Discrimination
against Women or…the ICESCR." Therefore, the case of Broeks v. The Netherlands
is an example of Art. 26 of the ICCPR giving protection from discrimination that
is not related to a civil or political right. If a law discriminates, Art. 26
applies whether or not the subject matter of the law is covered by provisions of
the ICCPR. Art. 26 therefore has the potential to be widely used to oppose
discrimination.
A P L-v d M v THE NETHERLANDS
Communication
No. 478/1991, U.N. Doc. CCPR/C/48/D/478/1991 (1993).
Full
Decision
In 1984 A, a married women, had been refused certain
unemployment benefits because she did not qualify as a breadwinner, a
restriction that did not apply to married men. A challenge to this rule was
unsuccessful because ICCPR Art 26 was held not to have direct effect at that
time but the the restriction was abolished in 1991 with retroactive effect. A's
attempt to obtain the benefits to which she should have entitled in 1984 was
unsuccesful because she was not unemployed at the time of this application. A
complained about discrimination.
The Committee held: (1) that, even if the law (prior to its amendment with retroactive effect) were inconsistent with the ICCPR, the correction of the alleged inconsistency had remedied the alleged violation and A's communication was inadmissible since she could not claim to be a victim of a violation at the time of submitting it; (2) that the requirement of being unemployed at the time of application as a prerequisite for entitlement to benefits was not discriminatory since it applied to men and women equally and A did not, therefore, have a claim under OP Art 2; and (3) that the determination of whether and when Art 26 had acquired direct effect was a matter of domestic law and did not come within its competence.
Comment: Although formally gender-neutral the effect of the requirement of being unemployed is that only women who should have received the benefits will be adversely affected. The Committee's decision is only explicable in the context of its repeated refusal to regard Art 26 as extending to differences of result in the application of common rules in the allocation of benefits. While the decision on the merits is consistent with the Committee's past practice, it casts doubt on its conclusion that the retroactive amendment of the law meant that A could not claim to be a victim; since the effect of the requirement was that she could probably never obtain the benefits which should have been payable in 1984 (to be consistent with Art 26), it is hard to understand how the 1984 violation has been remedied with respect to her. However, the introduction of an explicit time limit on communications under the OP (comparable to that in ECHR Art 26) might be desirable. The Committee rightly left issues of the ICCPR's direct effect to national institutions but the resulting diversity in approach underlines the danger of assuming that its formal incorporation is the only measure of domestic implementation required.
Avellanal v Peru
Communication
No. 202/1986 Full
Decision
Article 168 of the Peruvian Civil Code
provided that only men were allowed to represent matrimonial property before the
Courts. Ms Avellanal, who was married, owned two apartment buildings in Lima.
The Supreme Court held that she was not entitled to sue her tenants for overdue
rent because she was married and under the Civil Code, only husbands could
represent matrimonial property.
Ms Avellanal complained to the Human Rights
Committee. In its views, the Committee found that the application of Article 168
of the Civil Code resulted in Ms Avellanal being denied equality before the
courts and constituted discrimination on the ground of sex. The Committee
expressed the view that Peru was under an obligation to take effective measures
to remedy the violations of the ICCPR suffered by Ms Avellanal.
The
Mauritian Women Case
Communication No. 35/1978
In Mauritius,
until 1977, spouses (husbands and wives) of Mauritian citizens had the right of
free access to Mauritius, were immune from deportation and were de facto
residents of Mauritius. In 1977 new immigration laws were passed, limiting these
rights to the wives of Mauritian citizens only. Foreign husbands lost their
residence status and had to apply for a residence permit which could be refused
or removed any time by the Minister of the Interior.
A group of 19 Mauritian women used the first Optional Protocol to the ICCPR to complain about the discriminatory law to the Human Rights Committee. They complained that the law discriminated against them on the ground of sex in their ability to enjoy civil and political rights, including the right to be free from arbitrary and unlawful interference with family.
After considering the response of the
Mauritian government, the Human Rights Committee adopted the view that the law
made an adverse distinction on the grounds of sex on the right to be free from
arbitrary and unlawful interference with family and was in breach of the
ICCPR.
Godefriedus Maria Brinkhof v. The
Netherlands
Communication No. 402/1990, U.N. Doc. CCPR/C/48/D/402/1990
(1993).
Full
Decision
Brinkhof (B) was a conscientious objector
to both military service and substitute public service. After he did not report
for military service on a specified day he was arrested but, having refused to
obey orders to accept a military uniform and equipment, he was convicted of a
violation of the military penal code, sentenced to 12 months' imprisonment and
dismissed from military service. B complained that, while conscientious
objectors may be prosecuted under the code, Jehovah's Witnesses may not, that
performing military service would involve him in the unlawful use of nuclear
weapons, that the military court was not impartial, that there was no provision
for appeal against the summons and that the prosecution violated his freedom of
conscience because his conscience prevented him from applying for substitute
military service. The Committee found only B's first complaint admissible.
The Committee held: (1) that the exemption of only one group of conscientious objectors and the inapplicability of exemption for all others cannot be considered reasonable; but (2) that, as B had not shown that his convictions as a pacifist were incompatible with the system of substitute service or that the privileged treatment accorded to Jehovah's Witnesses adversely affected his rights as a conscientious objector against military service, he was not a victim of a violation of Art 26.
Comment: Although the special treatment of
Jehovah's Witnesses was a recognition of the strict rules governing this
religious group, the Dutch law precluded the possibility that anyone else might
also find substitute as well as military service objectionable on grounds of
conscience. The Committee, therefore, could not (unlike the ECmHR) regard this
special treatment as acceptable but B failed to demonstrate that his beliefs
were incompatible with substitute service. The Committee also reiterated its
view that differential treatment between civilians and those subject to military
jurisdiction does not as such contravene Art 26
Araujo-Jongen v.
The Netherlands
Communication No. 418/1990, U.N. Doc.
CCPR/C/49/D/418/1990 (1993).
Full
Decision
Cavalcanti Araujo-Jongen (C), a married women who had
become unemployed in 1983, had been refused certain benefits in 1986 because she
did not qualify as a breadwinner, a restriction that did not apply to married
men. A challenge to this rule was unsuccessful because ICCPR Art 26 was held not
to have direct effect until December 1984 and thereafter the restriction
remained applicable to women who had become unemployed before then. It was
ultimately abolished with retroactive effect in June 1991 but C's attempt to
obtain the benefits to which she should have been entitled in 1986 was
unsuccessful because she was not unemployed at the time of this application. C
complained about discrimination and the Committee found the communication
admissible insofar as it raised issues under Art 26.
The Committee held: (1) that, even if the rule (prior to its amendment with retroactive effect) was inconsistent with the ICCPR, the alleged deficiency had been corrected; (2) that, as the requirement of being unemployed at the time of application as a prerequisite for entitlement to benefits was reasonable and objective in view of the law's purpose of assisting those who are unemployed, there was no violation of Art 26; and (3) that the determination of whether and when Art 26 had acquired direct effect was a matter of domestic law and did not come within its competence.
Comment: Unlike A P L-v d M v The Netherlands
((1994), this essentially similar communication was regarded as admissible. On
this occasion the Committee made a greater attempt to justify the requirement of
being unemployed at the time of applying for the benefit (the assumption being
that if one has survived without it at the time it was payable then there are
more deserving cases to be dealt with now but that is equally true of those who
have been continuously unemployed). However its view that the deficiency in
respect of C had been corrected remains unconvincing.
Lannooij
Neefs v. The Netherlands
Communication No. 425/1990, U.N. Doc.
CCPR/C/51/D/425/1990 (1994).
Full
Decision
Doesburg Lannooij Neefs (D) shared a housed with his
mother and had concluded a sublet contract with her. He was refused social
security benefit at the full rate because the law precluded persons sharing a
household with close relatives (other than brothers or sisters) from being
treated as subtenants living alone. D complained about the differential
treatment between close relatives and others when they were sharing a household
on a commercial basis. The Committee found the communication admissible insofar
as it raised issues under Art 26.
The Committee held: that the different treatment of parents and children and of other relatives respectively was not unreasonable or arbitrary and there was no violation of Art 26.
Comment: The social security law was making
certain assumptions about the nature of the relationship between parents and
children which were reinforced by obligations imposed by the civil law. Although
D asserted that he was living with his mother on a commercial basis, his claim
was undermined by the admission that his costs of living was reduced by sharing
the household with her.
Drobek v. Slovakia
Communication No
643/1995), decision of 14/7/97.
Full
Decision
Drobek (D), an Australian citizen, had sought the
return of properties in Slovakia which he would have inherited from his father
and uncle but which had been expropriated in 1945 under measures taken against
ethnic Germans. Legislation had been adopted in 1991 which provided only for the
restitution of property taken by the Communist regime after 1948 and his claim
had, therefore, been dismissed. D complained about (a) the legislation's
endorsement of racial discrimination before the ICCPR existed, (b) the
continuing damage to his family's honour and reputation in the absence of any
rehabilitation and return of the property and (c) the lack of an effective
remedy. The OP had entered into force for Czechoslovakia in June 1991 and
Slovakia notified its succession to it and the ICCPR with effect from January
1993. It made no submission in response to the communication.
The Committee held: (1) that Slovakia had
continued to apply the challenged law after its accession to the ICCPR and OP
and the communication was not, therefore, inadmissible ratione temporis; (2)
(12-2) that legislation adopted after the fall of the Communist regime to
compensate its victims did not appear to be prima facie discriminatory within
the meaning of Art 26 merely because it did not compensate the victims of
injustices allegedly committed by earlier regimes and D had, therefore, failed
to substantiate such a claim with regard to Arts 2 and 26; and (3) that D had
also failed to substantiate his claim that there was a violation of Art 17 by
not rectifying the alleged criminalisation of his family. Comment: The Committee
has previously made clear that there can be no obligation per se under the ICCPR
to make any restitution of property taken before its acceptance or indeed to
provide compensation in lieu thereof. It has, however, accepted that
discrimination in the arrangements for any reparation that is forthcoming could
constitute a violation of Art 26 (see Adams v Czech Republic, (1996) but this
has concerned differential treatment of groups in relation to a taking of
property under the same legislation and regime. It is unlikely that a failure to
address all past injustices would ever be regarded as incompatible but Medina
Quiroga and Klein considered that the issue should have been addressed at the
merits stage, not least because it was suggested that the differential treatment
related to the German origin of those affected and that there was a continuing
problem of such discrimination. The issue of criminalisation in the immediate
post-war period might have given rise to a continuing violation but there was no
evidence of adverse treatment today other than the failure to return the
property.
LINDGREN, HOLM, HOJRD, LUNDQUIST, RADKO and STAHL v
SWEDEN
Full
Decision
Indgren, Holm, Hojrd, Lundquist, Radko and Stahl
(the applicants), whose children attended approved private schools rather than
those provided free of charge by the public sector, had applied unsuccessfully
to their municipalities for financial aid for school meals and the purchase of
textbooks. They alleged that, as all municipalities met the cost of meals and
textbooks in public sector schools and some provided such aid to the parents of
children attending private schools, the refusal to give them aid amounted to
discrimination contrary to Art 26.
The Committee found: (1) that a state party
cannot be deemed to discriminate against parents who freely choose not to avail
themselves of benefits which are generally open to all and Sweden had not,
therefore, violated Art 26 by failing to provide the same benefits to parents of
children attending private schools as it provides to those with children at
public schools; and (2) that, where a municipality does grant aid to the parents
of children attending private schools, its decision must be based on reasonable
and objective criteria and be made for a purpose that is legitimate under the
ICCPR but there was no evidence that the refusal of aid in these cases was
incompatible with Art 26.
J A M B-R v THE
NETHERLANDS
Full
Decision
B, a
married women who had become unemployed in 1983, had been refused certain
benefits with effect from February 1984 (following an application made in April
1985) because she did not qualify as a breadwinner, a restriction that did not
apply to married men. A challenge to this decision led to the benefits being
paid from December 1984 until she became employed in 1985. This decision was
upheld on appeal, the court noting that Art 26 did not have direct effect until
December 1984. Thereafter the restriction remained applicable to women who had
become unemployed before then until it was ultimately abolished with retroactive
effect in June 1991. B's attempt to obtain the benefits to which she should have
been entitled in 1984 was unsuccessful because she was not unemployed at the
time of this application. B complained about discrimination.
The Committee held: (1) that B had failed to substantiate that the law's provisions were not equally applied to her and that, in particular, men who applied belatedly were granted wider retroactive benefits than women as from the date on which they became eligible; (2) that, as B had not applied for the benefits prior to December 1984, she could not claim to be a victim of a violation of Art 26 even if the law were found to be discriminatory in respect of some of those applying under it and this aspect of the communication was inadmissible under OP Art 1; and (3) that the determination of whether and when Art 26 had acquired direct effect was a matter of domestic law and did not come within its competence.
Comment: Although the period for which J was
wrongly deprived of the benefits was the longest of the three cases before the
Committee (nearly 11 months as opposed to 9 in Cavalcanti and 5 in A P L-v d M),
she failed to establish herself as a victim in the Committee's eyes because no
contemporaneous application had been made although she had made an application
in 1985. As Wennergren's individual opinion points out the lateness was not seen
as material then and he considered her position to be no different to that in
the Zwaan-de-Vries case (182/1984, views adopted 9 April 1987) when the
Committee held the rule restricting the benefits to married men to be a
violation of Art 26. The complaint about her subsequent application foundered
because of the Committee's view that there was no evidence of differential
benefits for men and women seeking retroactive payment which, of course, misses
the point that the previous discriminatory rule which necessitated such payments
had only affected women.
No obligation to pay benefits retroactively to
mentally handicapped applicant - ICCPR Art 26
R E d B v THE
NETHERLANDS
Communication No 548/1993, Admissibility Decision, 3 November
1993
Full
Decision
B, who is mentally ill, has been confined to
a nursing home since 1971 and had no legal representative between his coming of
age in 1973 and the appointment of a legal guardian in December 1987. In July
1987 (represented by his parents) he successfully applied for social security
benefits to cover the cost of visiting his parental home during the weekends but
his subsequent request that these benefits be granted retroactively to 1971 was
refused and that decision was confirmed on appeal. He complained that the denial
of retroactive payment discriminated against those who, like him, are mentally
handicapped.
The Committee held: that, as B had not substantiated that he was denied a retroactive benefit on any of the grounds covered by Art 26 or that the social security law was not equally applied to him, the communication was inadmissible under OP Art 2.
Comment: B was arguing that the Dutch authorities should have granted him the benefits on their own initiative because the absence of a legal representative meant that he was unable to make the application. However, his parents were not precluded from applying on his behalf (and did do so before the guardian was appointed) so his disability did not in fact lead to the denial of the benefit. The decision does not indicate whether the possibility of applying for these benefits was appropriately publicised.
Trevor L. Jarman v.
Australia Full
Decision
Communication No. 700/1996, U.N. Doc. CCPR/C/58/D/700/1996
(1996).
Jarman (J) was sued by a firm of solicitors in relation to work
done for his business which had since been sold. He claimed that, although the
invoices concerned were statute barred, the solicitors had been allowed to
submit the claim because the magistrate was a friend of the firm involved and
that he had not had, therefore, a fair hearing. J, who defended the claim
himself, was condemned to pay the debt and given twenty-one days to appeal.
However, he filed his appeal three months late and it was held that there were
no exceptional circumstances which would justify hearing it out of time. He also
alleged that he had been denied legal aid. J complained about the discrimination
in the judicial system, the failure to recognise him as a person before the law
and the inability to submit his appeal.
The Committee held: (1) that the information
before it did not substantiate for the purposes of admissibility how the alleged
irregularities in his hearings would constitute a violation of Art 14; (2) that
the allegations of discrimination and non-recognition of his rights as a person
before the law did not reveal how Arts 16 and 26 might have been violated; and
(3) that the communication was inadmissible under the OP Art
2.
JULIAN and DRAKE v NEW ZEALAND
Communication No 601/1994,
Admissibility Decision, 3 April 1997. Full
Decision
Julian (J), a former fighter pilot, and Drake (D), who
had become a naturalised New Zealand citizen in 1964, had been incarcerated by
Japan during the Second World War in conditions where torture and maltreatment
took place regularly. It was claimed that, as a direct consequence of this, they
still suffered residual disabilities and incapacities. They alleged that New
Zealand had, by entering into a Peace Treaty with Japan in 1952 and releasing
the latter from further reparation obligations, deprived them of a right to a
remedy. They also alleged that they had been discriminated against as a result
of the failure to provide appropriate financial assistance and compensation for
the residual disabilities and incapacities suffered by them. In particular war
pensions were only provided for service personnel and their dependants.
Furthermore it was submitted that the pensions were not granted to persons who
had not lived in New Zealand at the outbreak of the war and that war pensions
were available only for narrowly defined specific forms of disability. In
addition an ex gratia payment had been made in 1988 to persons detained in
Germany but not in Japan. It was also claimed that, because of their experience,
they had different needs than ordinary citizens and that this was not taken into
account by the public health system. New Zealand became a party to the ICCPR in
March 1979 and accepted the OP in August 1989. No peace treaty had been
concluded with Germany.
The Committee held: (1) that the authors had not shown any acts by New Zealand in affirmation of the Peace Treaty after the entry into force of the ICCPR that had effects which would constitute violations of it; (2) that the alleged failure by New Zealand to protect their right to obtain compensation from Japan could not be regarded ratione materiae as a violation of a right under the ICCPR; (3) that this part of the communication was, therefore, inadmissible; (4) that, although the ICCPR entered into force for New Zealand in 1979, the OP only did so in 1989 and it was, therefore, precluded ratione temporis from examining the merits of the claim that the ex gratia payment to service personnel incarcerated in German concentration camps was discriminatory; (5) that, as the war pensions law had the specific purpose of providing pension entitlements for the disability and death of those in wartime service overseas and not to provide compensation for incarceration or for human rights violations, the exclusion of civilian detainees from any entitlement was based on objective and reasonable criteria and did not constitute discrimination within Art 26; (6) that this claim was, therefore, inadmissible under OP Art 3; and (7) that, as the authors had failed to provide information as to how their personal situation was affected by the narrow class of disability for which pensions were available under the law, they had failed to substantiate their claim and this part of the communication was inadmissible under OP Art 2.
Comment: Although there is no obligation to
provide a pension or other social security benefits under the ICCPR, it is
well-established under the Committee's case law that differential treatment in
what is provided will entail a violation of Art 26 unless it is based on
rational and objective criteria (e g Nahlik v Austria, (1996) 10 Interights
Bulletin 127). The applicants, both of whom emigrated to New Zealand after the
Second World War, undoubtedly felt that their experience was comparable to that
of servicemen but the Committee concentrated on the formal purpose behind the
pension provision, i e, it was for servicemen. A more sophisticated approach to
the test of discrimination might have accepted the comparability argument of the
applicants but the fact that they had no citizenship bond with New Zealand at
the time would still be an acceptable basis for treating them differently. The
Committee left open the possibility that the disability rules governing war
pensions could be challenged as irrational (as it had in Atkinson, Stroud, Cyr
and ors v Canada, (1996) 10 Interights Bulletin 32) but the issue was irrelevant
to the situation of the applicants who seemed to be using their claims to raise
the concerns of many veterans of the Second World War. The claims relating to
the peace treaty inevitably fell foul of the temporal restriction on the ICCPR
and OP (as they did in the Atkinson case) but there will ultimately have to be
some consideration as to whether the right to an effective remedy necessarily
precludes the possibility of an action against the State responsible in another
State where both are parties to the ICCPR.
Lúdvík Emil Kaaber v.
Iceland
Communication No. 674/1995, U.N. Doc. CCPR/C/58/D/674/1995
(1996).
Full
Decision
Kaaber (K) was, as a self-employed person, required to
contribute ten per cent of his taxable income (computed as if it were a wage) to
a pension fund whereas the arrangements for wage-earners were to be established
through collective agreements. According to these a wage-earner had to pay four
per cent of his or her taxable income into a pension fund and an amount
equivalent to six per cent of those wages was also payable by the employer. The
employer's payment could be deducted from tax as operating expenses. In 1992 K
tried to deduct his pension fund contribution from his taxable income but the
tax office ruled that it was not deemed to constitute an operating expense and
this was upheld by the revenue board. The public prosecutor subsequently
indicated that no measures could be taken in response to a letter from K
expressing doubts about the impartiality of the board's members. He claimed
that, in the course of the thirteen years that this taxation practice had been
operating, the fiscal authorities had accepted a deduction of these
contributions in some cases, including in respect of himself for 1991 and 1992.
A first instance court was expected to rule shortly on a challenge by another
self-employed person to the inability to deduct sixty per cent of the pension
fund contribution from his taxable income. K, who had not brought similar
proceedings, submitted that he did not expect the decision to be in the
plaintiff's favour and that a similar outcome could be expected in any case
brought by himself. He complained about the different treatment in the taxes
levied on pension fund contributions. The court had since ruled on the case and
an appeal was now pending.
The Committee held: that, as K's mere doubts about the effectiveness of domestic remedies did not absolve him of the requirement to exhaust them, the communication was inadmissible under OP Art 5(2)(b).
Comment: On the face of it there seems to have
been a differential treatment of employers and self-employed persons as regards
their tax liability on pension contributions but the evident failure to exhaust
domestic remedies meant that the consideration of whether there was a rational
justification for it could not be pursued.
Mrs. Brigitte Lang v.
Australia
Communication No. 659/1995,
U.N. Doc.
CCPR/C/58/D/659/1995 (1996).Full
Decision
Lang (L), a German citizen, and her husband had removed
a construction by their neighbours on an embankment causeway of their adjacent
properties which she claimed had been carried out without the correct
authorisation. The neighbours' property had a right of way access over L's
property. Various proceedings initiated by her in respect of the construction
were unsuccessful and L was subsequently held to be in contempt of court for
refusing to comply with an order to allow the construction on her property. She
had privately retained six different lawyers in the course of the proceedings
but had to defend herself for the final appeal as no lawyer would agree to take
on the case. L claimed that, as a result of having to defend herself, she had
developed stress related health problems and that the courts were biased against
women and immigrants. She alleged that she was not allowed into the courtroom
while the judge was instructing the lawyers because her appearance and that of
her husband 'aggravated' the magistrate and that one of the judges shouted at
her when she fainted, accusing her of feigning. In addition L alleged that in
the final judgment it had been stated that some of the parties appeared to have
a 'death wish' involving substantial funds that ought to be put to a better
purpose than going to legal fees. L complained of violations of Arts 1,2(1)-(3),
7, 14, 16, 17 and 26 without further substantiating her claim.
The Committee held: (1) that the allegations of discrimination on the part of the courts had not been substantiated, they remained sweeping allegations and did not reveal how L's rights under the ICCPR might have been violated; and (2) that, as L had failed to advance a claim within the meaning of OP Art 2, the communication was inadmissible.
Comment: In both cases the allegations had the
potential to raise issues under Art 26 (as well as Art 14) but the applicants do
not appear to have done anything to suggest that they merited closer
examination. Furthermore it appears that at least some of the difficulties about
which they complained arose out of their own conduct in the domestic
proceedings.
Oulajin & Kaiss v. The
Netherlands
Communications Nos. 406/1990 and 426/1990, U.N. Doc.
CCPR/C/46/D/406/1990 and 426/1990 (1992).Full
Decision
Oulajin (O) and Kaiss (K) were Moroccan
citizens living in the Netherlands and had assumed responsibility for the
upbringing of children of a dead brother and father. Their applications for
child benefit for them had been rejected because the children's continued
residence in Morocco meant that they were not able to influence their
upbringing. This requirement was only applicable to foster children. Following
unsuccessful appeals, O and K had applied to the ECmHR but it had held the
applications inadmissible ratione materiae. They complained of an inadmissible
distinction between `own children' and `foster children' and interference with
their family life. The Committee found the communication admissible insofar as
it raised issues under Art 26.
The Committee held: (1) that, although there was no obligation to adopt social security legislation, distinctions in the enjoyment of benefits must be based on reasonable and objective criteria; (2) that the distinction between one's own children and foster children was objective; (3) that the aim of contributing to the maintenance of children with whom the applicant had a close, exclusive parental relationship was not incompatible with Art 26; (4) that it had not been substantiated that the requirement, which applies to nationals and non-nationals, had in practice a greater effect on migrant workers; and (5) that Art 26 does not extend to differences resulting from the equal application of common rules in the allocation of benefits.
Comment: The applicants, who were already
receiving benefit for their own children, considered that `Western standards'
were not the only ones applicable to the concept of the family. However, the
case was concerned with the provision of social security which is not required
by the ICCPR and, as the individual opinion of Herndl, Mullerson, N'Diaye and
Sadi made clear, there are budgetary constraints imposing a sense of proportion
in the categories of dependants for which Art 26 can require provision to be
made. The Committee maintained its unwillingness to consider differences in
results from a common rule as constituting prohibited discrimination. It did not
consider issues of family life under Art 17 to be involved, presumably because
the applicants and the children lived in different countries and there was no
suggestion of bringing the latter to the Netherlands.
García Pons
v. Spain,
Communication No. 454/1991, U.N. Doc. CCPR/C/55/D/454/1991
(1995).
Full
Decision
Pons (P), a civil servant assigned to the
national employment agency, was on several occasions appointed as a substitute
district judge on a short-term basis. On those occasions when he did not assume
his functions because a new judge had taken up the post, his application for
unemployment benefits was refused because he could resume his former post. P was
declared by the agency to be on voluntary leave of absence in May 1989 but he
contested that decision and continued to assume, whenever called upon, the
functions of a substitute district judge. He complained about the fact that he
was the only substitute judge to whom unemployment benefits were denied and the
non-observance of procedural guarantees in proceedings to challenge their
denial. The Committee found the communication inadmissible insofar as it raised
issues under Arts 14, 25 and 26.
The Committee held: (1) that, as P had never invoked the substance of Art 25(c) before the domestic courts and had not claimed that it was impossible to do so, that part of the admissibility decision concerning this provision should be set aside for non-exhaustion of domestic remedies; (2) that unemployment benefit was only paid to those substitute judges who could not immediately return to another post upon termination of their temporary assignments and P, as a civil servant, did not belong to this category; (3) that it was not arbitrary or unreasonable to distinguish between unemployed substitute judges who were not civil servants on leave and those who were and there was not, therefore, a violation of Art 26; and (4) that the evidence submitted did not support a finding that P had been denied a fair hearing contrary to Art 14(1).
Comment: Although the ICCPR does not guarantee
the right to social security, the Committee has previously recognised that
non-payment may give rise to justifiable claims of discrimination (see A P L-v d
M v The Netherlands, (1994) 8 Interights Bulletin 63). P understandably
considered it unfair that he had paid unemployment insurance when acting as a
judge but, unlike other substitute judges, could not obtain the corresponding
benefits when not so employed. However, it is difficult to see how he could be
regarded as unemployed, and so eligible for benefit, given his continuing status
as a civil servant and it could hardly be material that he did not want to
resume his post as he wished to study for the competitive exams for judicial
appointments. There may be an issue about the Art 25(c) right of access to the
public service lurking in the case but a greater concern ought actually to
relate to P's allegation that the lack of permanence and insecurity of
substitute judges endangered the independence of the judiciary. This does not,
however, bear upon the rights of judges but of those coming before the
courts.
S. B. v. New Zealand,
Communication No. 475/1991,
U.N. Doc. CCPR/C/50/D/475/1991 (1994).
Full
Decision
B (a British citizen) had moved to New Zealand to join his
family, having previously lived and worked in the United Kingdom and then
Jersey. While residing in Jersey he had received the full, inflation adjusted,
United Kingdom pension and 18 per cent of the Jersey retirement pension. Upon
moving to New Zealand the United Kingdom authorities told him that he would
receive their pension without any further inflation adjustments. He then
successfully applied for a New Zealand pension which, pursuant to a treaty with
the United Kingdom, was assessed taking into account the United Kingdom pension
then being received. Subsequently the United Kingdom pension was withheld
because he was receiving a full New Zealand pension and the New Zealand
authorities, in accordance with the social security legislation, reduced its
pension by the amount being received from Jersey despite his submission that
that pension was employment-related and not a social welfare benefit. However, a
claim that a sum should be repaid was ultimately waived. B complained of
discrimination against foreign immigrants in that New Zealand citizens could
receive the social welfare pension plus any private pension.
The Committee held: (1) that, since a deduction occurs in all cases where a beneficiary also receives a similar benefit from abroad, B had failed to substantiate that he was a victim of discrimination and had no claim under OP Art 2; and (2) that the fact that no deduction is made for any overseas pension rights which an individual has privately provided for equally discloses no claim under OP Art 2.
Comment: The United Kingdom's withdrawal of
the pension could not give rise to an admissible complaint as it does not accept
the OP. There was no ruling on New Zealand's submission that the receipt of a
pension from abroad did not confer any status for the purposes of Art 26; as the
applicable rule affected both citizens and non-citizens, an issue under Art 26
could only otherwise have arisen if either the effect of the rule was that the
latter group were adversely affected as compared with the former (which is not
the Committee's usual approach to discrimination) or those contributing to state
pension schemes were in a worse position to those taking out private pensions.
The Committee seemed to regard both the Jersey and United Kingdom pensions as
social welfare benefits despite B's claim that the former was employment
related. However, there clearly is a difference between state pensions provided
as a safety net and those which are a form of enforced provision through
individual contributions assessed according to salary. If the latter had been
involved then B should surely have been treated on the same basis as someone
voluntarily paying into a private scheme. Although B may have had a valid point
that the assessment of deductions did not keep pace with currency fluctuations,
his best remedy might have been to have relinquished the New Zealand benefit and
thereby keep his United Kingdom and Jersey ones.
SANCHEZ v
SPAIN,
Communication No 698/1996,
Admissibility Decision of the UNHRC,
29 July 1997 Full
Decision
Sanchez (S) was refused an authorisation to open a
pharmacy in the suburb of a town on the ground that it would not be sufficiently
far from the town nucleus to be separated by a natural or artificial barrier.
The refusal was upheld on appeal to the pharmacists' council but was reversed
after an administrative complaint. This ruling was, however, quashed on a
further appeal to the supreme court by the council. The supreme court accepted
that the separation requirement in a ministerial decree could not supersede the
requirement in a royal decree that a new pharmacy need only give service to a
population of over 2,000 people but found the former requirement not to have
been met in S's case. His subsequent recurso di amparo before the constitutional
court was declared inadmissible. S complained about (a) the supreme court's
interpretation of the law, (b) the use of lawyers to prepare decisions on
admissibility by the constitutional court, (c) the ability of only the public
prosecutor's office to appeal against the dismissal of a recurso di amparo and
(d) the discrimination resulting from unjust and impartial decisions and the
application of mediaeval legislation.
The Committee held: (1) that it had not been substantiated that the law was interpreted and applied arbitrarily or that its application amounted to a denial of justice which would constitute a violation of Art 26; (2) that it had not been substantiated how either the possibility of the public prosecutor's office appealing against the rejection of a recurso di amparo or the way the constitutional court organised its agenda and conducted its hearings would constitute a violation of Art 14; and (3) that the communication was, therefore, inadmissible under OP Art 2. Comment: Although absolute consistency in the application of the law may not be required in order to satisfy Art 26's requirements, clear inequality of treatment or evidence of arbitrary application of a law would be sufficient to sustain a finding of a violation. However, the applicant here did not seem to be anywhere near demonstrating this; indeed his own lawyer conceded that the apparent inconsistency with earlier case law involved different sets of facts.
The Committee understandably regarded the
objection to an official appeal against the rejection of a recurso de amparo
since this was likely to enhance rather than undermine an applicant's interests
even if the motive was the general interest. The objection to draft opinions
being prepared for a tribunal by its staff is unlikely to elicit much sympathy
at the international level since that is the norm there; the more significant
issue which the applicant did not address is whether such preparation meant that
the constitutional court never even considered the merits of the case before it.
In such circumstances a finding of a violation of Art 14(1) would be
appropriate.
Simunek, Hastings, Tuzilova and Prochazka v. The Czech
Republic,
Communication No. 516/1992, UN Doc. CCPR/C/54/D/516/1992
(1995).
Full
Decision
Mr and Mrs Simunek (S) were respectively Polish and Czech
citizens residing in Canada who were put under pressure by the security forces
to leave Czechoslovakia in 1987. T was an American citizen by marriage who was
resident in Switzerland and who had emigrated from Czechoslovakia in 1968. P was
a Czech citizen who had fled from Czechoslovakia in 1968 and was residing in
Switzerland. Their property had been confiscated after their departure and in
P's case this occurred despite previous official recognition of its transfer to
his father who had since died. After their rehabilitation they were unable to
recover the property or receive compensation because they did not meet the
requirements of a law adopted in 1991 that they be citizens of the Czech and
Slovak Republic and permanent residents in its territory. The authors complained
about the conditions for restitution and P also complained about the application
of the law to him because he had never lost legal title to his property since
its confiscation had been held to be null and void. The Committee found the
communication admissible insofar as it raised issues under Arts 14(6) and 26.
The Committee held: (1) that the allegations regarding Art 14(6) had not been sufficiently substantiated; (2) that, bearing in mind that the authors' original entitlement to their respective properties was not predicated either upon citizenship or residence, the conditions of citizenship and residence in the 1991 law was unreasonable in the absence of any grounds being advanced to justify them; (3) that, taking into account the State party's responsibility for the departure of the authors, it would be incompatible with the ICCPR to require them permanently to return to the country as a prerequisite for the restitution of their property or for the payment of appropriate compensation; (4) that the denial of restitution or compensation to the authors was, therefore, a violation of Art 26; and (5) that the authors should be provided with an effective remedy (which might be compensation if the properties in question could not be returned) and the relevant legislation should be reviewed.
Comment: The Committee acknowledged that there was no discriminatory intent on the part of the legislature but could find no justification for a clear difference in treatment. In the absence of any attempt by the Czech Republic to justify these conditions, understandable significance was attached to the fact that it was political persecution in the past which made compliance with them difficult for some people; the persecution, a part of which was the very expropriation of the property now being restored, was what had led them to seek residence and citizenship in other countries. The conditions were in effect reinforcing past wrongdoing, albeit one not governed by the ICCPR. The decision does not preclude the possibility of citizenship or residence requirements being adopted for the ownership of land; these may be warranted by the circumstances prevailing in some countries but no attempt was made to suggest that they were needed in this case and, even if they were admissible in principle, they could not be a justification for refusing to provide compensation as an alternative to restitution.
SNIJDERS, WILLEMEN and VAN DER
WOUW v THE NETHERLANDS, Communication No
651/1995, Views of the UNHRC, 27 July 1998
Full
Decision
Snijders
(S), Willemen (W) and Van der Wouw (V), who are single, were receiving long-term
medical care in a nursing home. Such care was provided under a compulsory,
nation-wide insurance scheme which was funded through contributions which were
levied by the tax department and could be imposed on persons benefiting from the
scheme. The same maximum income-related contribution of NLG 1,350 could be
levied from a single person as from married or cohabiting persons when both
partners benefited from the scheme. The levy was imposed after six months of
receiving care and irrespective of whether the person?s household had been
discontinued. A non-income-related contribution of NLG 180 per month was levied
from patients who did not pay an income-related contribution (and these included
married or cohabiting persons whose partners were not also hospitalised). The
income-related contribution was calculated by deducting specific expenses from
the total income and these would include retention of an independent household
if it was considered likely that the insured?s residence would be temporary. NLG
978, 1,210 and 745 was levied from S, W and V respectively in respect of their
stay in the home which they successfully challenged as discriminatory. However,
the central board of appeal held that the distinction between married or
cohabiting persons and those who were single was justified on the basis that
costs saved by the former, when a household was continued, were minimal whereas
costs saved by a single person, whose household was discontinued, were
substantial. The Netherlands submitted that it was necessary to complement the
insurance with a system of personal contributions since otherwise the scheme
would not be affordable. It also submitted that each individual's ability to
pay, as well as domestic circumstances, were taken into account but that the
determining factor was whether the period of residence should be regarded as
temporary or permanent and whether the person concerned might be reasonably
expected to return to the community. The present scheme reflected a European
Community directive concerning the progressive implementation of the equal
treatment for men and women in matters of social security. It made an adjustment
to the previous system, under which only the husband was required to pay a
personal contribution, but the intention was that this adjustment should have no
financial consequences for the scheme or for the insured, particularly married
couples. The aim was to avoid such couples suddenly having to pay double the
contribution previously required while their income remained the same.
S,
W and V complained about the differential treatment of single and married
persons and the requirement to pay a contribution under the scheme.The Committee
found the communication admissible. The Committee held: (1) that the requirement
that individuals, when benefiting under the insurance scheme, pay a personal
contribution towards the costs of residential care, is as such not in violation
of the principle of equality before the law; (2) that, as the explanation given
by the Netherlands justified the distinction between those required to pay
personal contributions and those not required to do so, this distinction was not
a violation of Art 26; (3) that the distinction between the contribution of a
single and a married or cohabiting person whose partner continued to live in the
common household, being based on a presumption which had its basis in the
factual circumstances of persons benefiting from the scheme, was objective and
reasonable and did not violate Art 26; (4) that, although account was taken of
each individual's ability to pay as well as domestic circumstances in
calculating the amount payable, the ceiling on the contribution was the same for
single persons and couples alike but none of the authors had been levied for a
contribution that would amount to this ceiling and they had, therefore, failed
to show that they were victims of a violation of Art 26. Comment: Although the
Committee simply stated that no objection could be raised under Art 26 solely
because a charge was made for some but not all social benefits, it was probably
significant in this case that the need for a contribution only arose where a
higher level of benefit was being received (i e residential care). A claim of
inequality might thus be sustainable where there was a differential approach to
charging for benefits which were essentially comparable in character or value.
Moreover, whenever charges are imposed for a particular benefit, any difference
in the basis for imposing them must be shown to be objective and reasonable. The
Committee understandably regarded this as having been established where an
allowance was made for the outgoings that still had to be borne by the spouse of
a person in residential care; an assumption could justifiably be made that a
single person or a married couple both permanently in residential care would no
longer have household expenses. Nevertheless this case is also a good
illustration of how attempts to remove one element of inequality might lead to
another arising. Thus the directive being implemented was designed to remove
less favourable treatment for wives of persons in care but the desire to avoid
imposing a sudden financial burden on couples who were both in care led to the
ceiling on the income-related charge being made in respect of them being the
same as that for a single person, notwithstanding that the combined income of
many couples could be significantly greater than that of single persons.
Although a maximum charge is unlikely to be challengeable under Art 26 even if
it has a more significant impact on the poor than the rich, it seems
questionable for two persons to be effectively treated as one where they are
married; the greater burden involved in implementing the directive seems to be
being thrown on single persons without this even being a transitional
arrangement and without consideration of the actual ability of individual
married couples to contribute to their care on the same basis as a single
person. The view that the authors were not victims because the contributions
levied from them had not reached the ceiling seems to miss the point that, even
if they had paid less than this, the charging rate for them was still
effectively greater than that for couples; the charge levied from all three
authors was considerably more than half the maximum contribution yet this was
all that a married couple, if taken as individuals, would be liable to
pay.
Sprenger v. The Netherlands
Communication No. 395/1990,
U.N. Doc. CCPR/C/44/D/395/1990 (1992).
Full
Decision
When Sprenger's (S) health insurance had expired with her
entitlent to unemployment benefit, she had applied for alternative benefits
whereby she would have received public health insurance. This had been refused
because she cohabited with a man whose income was higher than the benefits then
applicable. At the time the spouse of an insured person could also be insured if
she shared the household and the insured person could be considered to be her
breadwinner but S's application to be registered as a co-insured person had been
refused because the legislation did not provide for co-insurance of partners
other than spouses. S complained of the distinction made between married and
unmarried couples despite the recognition of equal status for common law and
official marriages in other social security legislation. The insurance law had
since been amended to recognise the equality of common law and official
marriages.
The Committee held: (1) that, although the ICCPR did not require the adoption of social security legislation, it must comply with Art 26; (2) that there had been no general abolition by the state party of the distinction between married persons and cohabitants and that, while equal treatment had been introduced in certain specic situations and on certain conditions, married persons continued to have additional obligations to S and her partner; (3) that this differential treatment was based on reasonable and objective grounds (Danning v The Netherlands, Communication No 180/1984 applied); (4) that a decision to amend a law did not necessarily imply that it was incompatible with the ICCPR; and (5) that the facts did not disclose a violation of the ICCPR.
Comment: While the Committee has adhered to its view that in principle the differential treatment of married and unmarried couples does not constitute impermissible discrimination, it does countenance the possibility of a state party abolishing the distinction between married persons and cohabitants. Differential treatment would, therefore, only seem to be justifiable if there are significant differences in the position of married and unmarried couples and in this case the state party relied primarily on the obligation to pay maintenance to former spouses. This is not very persuasive, particularly as the state party's own review led to extension of co-insurance to cohabitants. Ando, Herndl and Ndiaye, in an individual opinion, took a pragmatic and much more convincing approach; as legislation will always lag behind socio-economic and cultural developments, absolute equality or non-dis